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529 Resources

Plan Overview Tax Benefits Investment Details Investment Advisors College Planning Essentials Resources Calculators

Please note that these forms are available in Adobe Acrobat (PDF) format. To open a PDF file (insert icon) click on the associated icon. If this is unsuccessful, you may not have Acrobat Reader installed. Acrobat Reader can be downloaded for no charge from Adobe's web site.

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BROCHURES
Advisor-Guided Plan Brochure
Updated as of: 12/06/13

Detailed overview of Plan features and benefits.

Download PDF
 
Advisor-Guided Plan Mini Brochure
Updated as of: 09/30/13

Important considerations for investing in 529 plans and highlights of Plan features and benefits.

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Advisor-Guided Plan Disclosure Booklet
Updated as of: 04/02/14

Information on the Plan's investments and rules. Read this carefully before opening an account.

Download PDF
SALES AIDS
College Savings Planner
Updated as of: 12/13/13

Slide rule calculator that helps investors determine future college costs based on their monthly investment and number of years until college.

Download PDF Add to cart
 
Evaluating 529 plan investment portfolios
Updated as of: 07/29/13

Four key considerations when evaluating 529 portfolios

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NY529 Monthly Performance Report
Updated as of: 03/31/14

View recent performance information for all Advisor-Guided Plan investment options.

6 Pages
Download PDF
 
529 plans and state tax benefits
Updated as of: 03/20/14

Review and compare 529 state tax benefits by state.

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Advisor-Guided Plan Gift Coupons
Updated as of: 08/22/12

Use these contribution coupons and gift certificate to make gift contributions to an existing Advisor-Guided Plan account. Call 1-800-774-2108 to order.

Download PDF
FORMS
NY529 General Enrollment Application
Updated as of: 09/20/13

NY529 General Enrollment Application

Download PDF
 
NY529 Additional Contribution Form
Updated as of: 04/11/14

Use this form to make additional contributions by check

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NY529 Automatic Investment Plan and Electronic Bank Transfer Form
Updated as of: 11/01/12

Start, change, or stop automatic bank transfer contributions; add or change bank information for electronic contributions to your account.

Download PDF
 
NY529 Annual Exchange and Future Contribution (Allocation) Form
Updated as of: 04/11/14

Move assets within your account to a different investment option or change investment options for future contributions.

Download PDF
NY529 Payroll Direct Deposit Form
Updated as of: 11/01/12

NY529 Payroll Direct Deposit Form

Download PDF
 
NY529 Beneficiary Change Form
Updated as of: 04/11/14

Change the beneficiary on an existing account or transfer a portion of the account assets to a new beneficiary's account.

Download PDF
NY529 Withdrawal Request Form
Updated as of: 04/11/14

NY529 Withdrawal Request Form

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NY529 Account Information Change Form
Updated as of: 04/11/14

Use this form to change personal information on your Advisor-Guided Plan account.

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NY529 Broker Dealer Change Request Form
Updated as of: 11/01/12

NY529 Broker Dealer Change Request Form

Download PDF
 
NY529 Employer Group Verification Form
Updated as of: 04/11/14

NY529 Employer Group Verification Form

Download PDF
NY529 Account Owner Change Form
Updated as of: 02/03/14

Use this form to transfer your entire Advisor-Guided Plan account balance to a new account owner.

Download PDF

INVESTMENTS ARE NOT FDIC INSURED, MAY LOSE VALUE AND ARE NOT BANK GUARANTEED.

Before you invest, consider whether your or the beneficiary's home state offers any state tax or other benefits that are only available for investments in that state's qualified tuition program.

The Comptroller of the State of New York and the New York State Higher Education Services Corporation are the Program Administrators and are responsible for implementing and administering the Advisor-Guided Plan. Neither the State of New York nor its agencies insures accounts or guarantees the principal deposited therein or any investment returns on any amount or investment portfolio.

Upromise Investments, Inc. and Upromise Investment Advisors, LLC serve as Program Manager and Recordkeeping and Servicing Agent, respectively, and are responsible for day-to-day operations, including effecting transactions. J.P. Morgan Investment Management Inc. serves as the Investment Manager. J.P. Morgan Asset Management is the marketing name for the asset management businesses of JPMorgan Chase & Co. JPMorgan Distribution Services, Inc. markets and distributes the Advisor-Guided Plan. JPMorgan Distribution Services, Inc. is a member of FINRA/SIPC.

New York's 529 College Savings Program includes two separate 529 plans. The Advisor-Guided Plan is sold exclusively through financial advisors who have entered into Advisor-Guided Plan selling agreements with JPMorgan Distribution Services, Inc. You may also participate in the Direct Plan, which is sold directly by the Program and offers lower fees. However, the investment options available under the Advisor-Guided Plan are not available under the Direct Plan. The fees and expenses of the Advisor-Guided Plan include compensation to the financial advisor. Be sure to understand the options available before making an investment decision.

For more information about New York's 529 Advisor-Guided College Savings Program, you may contact your financial advisor or obtain an Advisor-Guided Plan Disclosure Booklet and Tuition Savings Agreement at www.ny529advisor.com or by calling 1-800-774-2108. This document includes investment objectives, risks, charges, expenses, and other information. You should read and consider it carefully before investing.

The Program Administrators, the Program Manager and JPMorgan Distribution Services, Inc., and their respective affiliates do not provide legal or tax advice. This information is provided for general educational purposes only. This is not to be considered legal or tax advice. Investors should consult with their legal or tax advisors for personalized assistance, including information regarding any specific state law requirements.

College Planning Essentials
College Planning Essentials